Personnel SFC Licences and HKMA Registrations (ID 22217319)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

No SFC licenses available

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AJ7594

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
BARCLAYS BANK PLC	Dealing in securities	Non-EO	BANKING	2025-08-18	—	Current
BARCLAYS BANK PLC	Advising on corporate finance	Non-EO	BANKING	2025-08-18	—	Current