| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| DAH SING SECURITIES LIMITED | Rep | Dealing in securities | 2018-09-26 | - |
| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| 大 新 銀 行 有 限 公 司 | Dealing in securities | Non-EO | BUSINESS MANAGEMENT, SECURITIES SERVICES | 2009-12-11 | — | Current |
| 大 新 銀 行 有 限 公 司 | Advising on securities | Non-EO | BUSINESS MANAGEMENT, SECURITIES SERVICES | 2009-12-11 | — | Current |
| 豐 明 銀 行 有 限 公 司 | Dealing in securities | Non-EO | — | 2009-12-11 | 2012-11-22 | Former |
| 豐 明 銀 行 有 限 公 司 | Advising on securities | Non-EO | — | 2009-12-11 | 2012-11-22 | Former |
| 恒 生 銀 行 有 限 公 司 | Advising on securities | Non-EO | — | 2008-01-29 | 2009-12-01 | Former |
| 恒 生 銀 行 有 限 公 司 | Dealing in securities | Non-EO | — | 2007-08-28 | 2009-12-01 | Former |
| 恒 生 銀 行 有 限 公 司 | Providing automated trading services | Non-EO | — | 2007-08-28 | 2009-12-01 | Former |