Personnel SFC Licences and HKMA Registrations (ID 22228508)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2020-09-25	-
	Rep	Dealing in securities	2020-09-25	-
	Rep	Advising on securities	2019-06-24	2020-08-13
	Rep	Dealing in securities	2019-06-24	2020-08-13
	Rep	Advising on securities	2019-01-01	2019-05-21
	Rep	Dealing in securities	2019-01-01	2019-05-21
	Rep	Advising on securities	2018-09-28	2018-12-31
	Rep	Dealing in securities	2018-09-28	2018-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.