Lu, Na (SFC:BNP594) 盧娜

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2021-07-27	-
	Rep	Asset management	2021-07-27	-
CNCBI Asset Management Limited	Rep	Advising on securities	2019-08-21	2021-06-11
	Rep	Asset management	2019-08-21	2021-06-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-09-28	2019-04-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2021-07-27	-
	Rep	Asset management	2021-07-27	-
CNCBI Asset Management Limited	Rep	Advising on securities	2019-08-21	2021-06-11
	Rep	Asset management	2019-08-21	2021-06-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-09-28	2019-04-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.