Personnel SFC Licences and HKMA Registrations (ID 22228682)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2021-05-05	-
	Rep	Advising on securities	2021-05-05	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2021-05-05	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2021-04-26	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2021-04-26	-
	Rep	Dealing in securities	2021-04-26	-
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2018-09-28	2020-05-13
	Rep	Dealing in futures contracts	2018-09-28	2021-01-29
	Rep	Dealing in securities	2018-09-28	2021-01-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.