Personnel SFC Licences and HKMA Registrations (ID 22234287)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARTE Capital Management Limited	Rep	Advising on securities	2022-11-29	-
	Rep	Asset management	2022-11-29	-
Well Link Securities Limited	Rep	Dealing in securities	2021-01-21	2022-10-25
GAOYU SECURITIES LIMITED	Rep	Asset management	2020-06-05	2020-12-31
	Rep	Dealing in securities	2020-06-05	2020-12-31
Future Securities Limited (HK)	Rep	Advising on futures contracts	2020-02-07	2020-05-22
	Rep	Advising on securities	2020-02-07	2020-05-22
	Rep	Asset management	2019-11-25	2020-05-22
	Rep	Dealing in futures contracts	2018-10-02	2020-05-22
	Rep	Dealing in securities	2018-10-02	2020-05-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.