Personnel Hong Kong SFC License Details (ID 22236070)

Personnel Hong Kong SFC License Details (ID 22236070)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AJ Asset Management Limited	RO	Advising on securities	2024-08-26	2026-08-11
	RO	Asset management	2024-08-26	2026-08-11
	Rep	Advising on securities	2024-07-29	2024-08-26
	Rep	Asset management	2024-07-29	2024-08-26
L CAPITAL LIMITED	RO	Advising on securities	2024-02-27	2024-06-07
	RO	Asset management	2024-02-27	2024-06-07
	Rep	Advising on securities	2024-01-09	2024-02-27
	Rep	Asset management	2024-01-09	2024-02-27
AJ Asset Management Limited	RO	Asset management	2023-08-11	2023-12-01
	RO	Advising on securities	2021-12-21	2023-12-01
	Rep	Advising on securities	2018-10-03	2021-12-21
	Rep	Asset management	2018-10-03	2023-08-11