Personnel Hong Kong SFC License Details (ID 22237699)

Personnel Hong Kong SFC License Details (ID 22237699)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOFORTUNE INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-04-24	-
	RO	Asset management	2026-04-24	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2023-06-26	2026-03-31
	Rep	Dealing in securities	2023-06-26	2026-03-31
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2019-05-08	2023-06-07
	Rep	Dealing in securities	2019-05-08	2023-06-07
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2019-05-08	2023-06-07
	Rep	Dealing in securities	2019-05-08	2023-06-07
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2018-10-04	2019-02-21
	Rep	Dealing in securities	2018-10-04	2019-02-21