Personnel SFC Licences and HKMA Registrations (ID 22239714)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2021-04-28	-
	Rep	Advising on corporate finance	2021-04-14	-
	Rep	Dealing in securities	2021-04-14	-
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2018-10-05	2021-03-15
	Rep	Dealing in securities	2018-10-05	2021-03-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.