Personnel Hong Kong SFC License Details (ID 22242732)

Personnel Hong Kong SFC License Details (ID 22242732)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2023-06-28	-
	Rep	Dealing in securities	2023-06-28	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2023-06-28	-
	Rep	Dealing in securities	2023-06-28	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2021-07-02	2023-01-09
	Rep	Advising on securities	2021-07-02	2023-01-09
	Rep	Dealing in securities	2021-07-02	2023-01-09
Admiralty Harbour Capital Limited	Rep	Advising on corporate finance	2020-03-05	2021-04-30
	Rep	Advising on securities	2018-10-08	2021-04-30
	Rep	Dealing in securities	2018-10-08	2021-04-30