Personnel Hong Kong SFC License Details (ID 22242809)

Personnel Hong Kong SFC License Details (ID 22242809)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-07-23	-
	Rep	Advising on securities	2026-07-23	-
	Rep	Dealing in securities	2026-07-23	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2026-07-23	-
CEB International Capital Corporation Limited	Rep	Advising on securities	2021-12-08	2026-07-12
	Rep	Advising on corporate finance	2021-11-15	2026-07-12
	Rep	Dealing in securities	2021-11-15	2026-07-12
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2021-05-04	2021-10-27
	Rep	Dealing in securities	2021-05-04	2021-10-27
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2020-12-01	2021-04-01
	Rep	Dealing in securities	2020-12-01	2021-04-01
SILVER NILE GLOBAL INVESTMENTS LIMITED	Rep	Dealing in securities	2019-06-04	2020-10-24
HEUNGKONG CAPITAL LIMITED	Rep	Advising on corporate finance	2018-10-08	2020-10-24