Personnel SFC Licences and HKMA Registrations (ID 22242855)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Asset management	2023-12-22	-
	Rep	Dealing in securities	2023-12-22	-
	Rep	Asset management	2022-09-05	2023-01-28
	Rep	Dealing in securities	2022-09-05	2023-01-28
	Rep	Asset management	2020-05-26	2021-02-21
	Rep	Dealing in securities	2020-05-26	2021-02-21
Prudence Investment Management (Hong Kong) Limited	Rep	Advising on securities	2018-10-08	2020-05-15
	Rep	Asset management	2018-10-08	2020-05-15
	Rep	Dealing in securities	2018-10-08	2020-05-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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