Personnel Hong Kong SFC License Details (ID 22244330)

Personnel Hong Kong SFC License Details (ID 22244330)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SECURITIES (HK) LIMITED	RO	Asset management	2025-06-27	-
	RO	Dealing in securities	2025-06-27	-
	Rep	Asset management	2025-05-29	2025-06-27
	Rep	Dealing in securities	2025-05-29	2025-06-27
Finex Hong Kong Limited	RO	Advising on securities	2020-12-11	2025-03-17
	RO	Asset management	2020-12-11	2025-03-17
	RO	Dealing in securities	2020-12-11	2025-03-17
	Rep	Asset management	2019-07-03	2020-12-11
	Rep	Advising on securities	2018-10-09	2020-12-11
	Rep	Dealing in securities	2018-10-09	2020-12-11