| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2022-05-05 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-05-05 | - |
| Rep | Dealing in securities | 2022-05-05 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-10-09 | 2022-02-17 |
| Rep | Advising on securities | 2018-10-09 | 2022-02-17 | |
| Rep | Dealing in futures contracts | 2018-10-09 | 2022-02-17 | |
| Rep | Dealing in securities | 2018-10-09 | 2022-02-17 |
No HKMA registrations in the collected records.