| CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Advising on securities | 2023-03-02 | - |
| RO | Asset management | 2023-03-02 | - |
| RO | Dealing in securities | 2023-03-02 | - |
| Rep | Advising on securities | 2023-02-03 | 2023-03-02 |
| Rep | Asset management | 2023-02-03 | 2023-03-02 |
| Rep | Dealing in securities | 2023-02-03 | 2023-03-02 |
| Rifa Asset Management Limited | RO | Advising on futures contracts | 2021-11-04 | 2022-12-22 |
| RO | Advising on securities | 2021-11-04 | 2022-12-22 |
| RO | Asset management | 2021-11-04 | 2022-12-22 |
| Rifa Futures Limited | RO | Dealing in futures contracts | 2021-11-04 | 2022-12-22 |
| Rifa Securities Limited | RO | Dealing in securities | 2021-11-04 | 2022-12-22 |
| Rifa Asset Management Limited | Rep | Advising on futures contracts | 2021-07-05 | 2021-11-04 |
| Rep | Advising on securities | 2021-07-05 | 2021-11-04 |
| Rep | Asset management | 2021-07-05 | 2021-11-04 |
| Rifa Futures Limited | Rep | Dealing in futures contracts | 2021-07-05 | 2021-11-04 |
| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2020-03-06 | 2021-05-31 |
| LUK FOOK FUTURES (HK) LIMITED | RO | Advising on futures contracts | 2020-03-06 | 2021-05-31 |
| RO | Dealing in futures contracts | 2020-03-06 | 2021-05-31 |
| LUK FOOK SECURITIES (HK) LIMITED | RO | Advising on securities | 2020-03-06 | 2021-05-31 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2020-01-10 | 2020-03-06 |
| Rep | Dealing in futures contracts | 2020-01-10 | 2020-03-06 |
| Minmetals Financial Services Limited | RO | Advising on futures contracts | 2018-10-08 | 2019-11-30 |
| RO | Dealing in futures contracts | 2018-10-08 | 2019-11-30 |