Personnel SFC Licences and HKMA Registrations (ID 22246075)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2021-07-22	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2021-07-05	-
Merrill Lynch Far East Limited	Rep	Dealing in securities	2021-07-05	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2018-10-10	2021-04-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.