Personnel SFC Licences and HKMA Registrations (ID 2224684)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Vered Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-04-08	-
	Rep	Asset management	2024-04-08	-
China Vered Securities Limited	Rep	Dealing in securities	2024-04-08	-
Far East Horizon Asset Management Limited	Rep	Advising on securities	2023-06-27	2023-08-31
	Rep	Asset management	2023-06-27	2023-08-31
FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2023-06-27	2023-08-31
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-03-14	2017-03-23
	Rep	Asset management	2014-03-14	2017-03-23
	Rep	Dealing in securities	2014-03-14	2017-03-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.