Personnel SFC Licences and HKMA Registrations (ID 22249104)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blackhorn Wealth Management Limited	Rep	Advising on securities	2026-07-13	-
	Rep	Asset management	2026-07-13	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2021-06-23	2023-05-19
	Rep	Dealing in securities	2021-06-23	2023-05-19
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2018-10-12	2021-04-19
	Rep	Advising on corporate finance	2018-10-12	2021-05-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.