Personnel Hong Kong SFC License Details (ID 22249135)

Personnel Hong Kong SFC License Details (ID 22249135)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2026-08-05	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2026-08-05	-
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2025-10-23	2026-07-21
	Rep	Dealing in securities	2025-10-23	2026-07-21
Gentleman Capital Limited	Rep	Dealing in securities	2025-01-16	2025-09-09
	Rep	Asset management	2024-02-29	2025-09-09
Mighty Divine Investment Management Limited	Rep	Asset management	2021-08-16	2024-01-02
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-03-22	2021-07-08
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2021-03-22	2021-07-08
Delta Asia Wealth Management Limited	Rep	Asset management	2021-03-22	2021-07-08
Bright Smart Asset Management Limited	Rep	Asset management	2019-12-24	2021-02-08
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2019-12-24	2021-02-08
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2019-12-24	2021-02-08
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2019-03-18	2019-10-08
	Rep	Asset management	2019-02-18	2019-10-08
EXCELLENT TIDE SECURITIES LIMITED	Rep	Dealing in securities	2018-10-12	2019-10-08
South China Futures Investment Limited	Rep	Dealing in futures contracts	2018-10-12	2019-10-08