Personnel Hong Kong SFC License Details (ID 22249147)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2026-06-23	-
	Rep	Dealing in securities	2026-06-23	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2020-12-01	2026-05-17
	Rep	Dealing in futures contracts	2020-10-21	2026-05-17
Haitong Futures Hong Kong Limited	Rep	Dealing in futures contracts	2018-10-12	2020-10-12