Liu, Xinzhu (SFC:BNR338) 劉馨竹

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Advising on securities	2022-12-28	-
	Rep	Asset management	2022-12-28	-
	Rep	Dealing in securities	2022-12-28	-
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2018-10-12	2022-11-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Advising on securities	2022-12-28	-
	Rep	Asset management	2022-12-28	-
	Rep	Dealing in securities	2022-12-28	-
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2018-10-12	2022-11-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.