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James, Richard Alan (SFC:BNR278) Hong Kong SFC License Details (ID 22249180)
James, Richard Alan (SFC:BNR278)
SFC ID:
BNR278
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MIZUHO SECURITIES ASIA LIMITED
Rep
Advising on corporate finance
2018-10-12
2023-11-30
Rep
Advising on securities
2018-10-12
2023-11-30
Rep
Dealing in securities
2018-10-12
2023-11-30