Personnel SFC Licences and HKMA Registrations (ID 22250991)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

No SFC licenses available

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AH6603

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
恒生銀行有限公司	Dealing in securities	Non-EO	INVESTMENT SERVICES	2025-01-27	—	Current
恒生銀行有限公司	Advising on securities	Non-EO	INVESTMENT SERVICES	2025-01-27	—	Current
恒生銀行有限公司	Providing automated trading services	Non-EO	INVESTMENT SERVICES	2025-01-27	—	Current
中銀國際有限公司	Dealing in securities	Non-EO	—	2018-11-17	2022-03-24	Former
中銀國際有限公司	Dealing in futures contracts	Non-EO	—	2018-11-17	2022-03-24	Former
中銀國際有限公司	Advising on securities	Non-EO	—	2018-11-17	2022-03-24	Former
永隆銀行有限公司	Dealing in securities	Non-EO	—	2017-12-16	2018-09-14	Former
永隆銀行有限公司	Advising on securities	Non-EO	—	2017-12-16	2018-09-14	Former