Personnel Hong Kong SFC License Details (ID 22250995)

Personnel Hong Kong SFC License Details (ID 22250995)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Beyond Ventures Asset Management Limited	RO	Advising on securities	2024-10-09	-
	RO	Asset management	2024-10-09	-
	Rep	Advising on securities	2024-10-07	2024-10-09
	Rep	Asset management	2024-10-07	2024-10-09
SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2022-05-10	2024-06-02
	Rep	Asset management	2022-05-10	2024-06-02
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2022-05-10	2024-06-02
	Rep	Advising on corporate finance	2022-01-12	2024-06-02
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2019-11-21	2021-07-30
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-11-21	2021-07-30
Ark Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2018-10-15	2019-11-04
	Rep	Dealing in securities	2018-10-15	2019-11-04