Personnel Hong Kong SFC License Details (ID 22252426)

Personnel Hong Kong SFC License Details (ID 22252426)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2026-08-17	-
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2021-07-28	2026-08-03
	Rep	Dealing in securities	2021-07-28	2026-08-03
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2020-02-11	2021-07-09
	Rep	Dealing in securities	2020-02-10	2021-07-09
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-02-10	2021-07-09
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2018-10-16	2019-11-02
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2018-10-16	2019-11-02