Personnel SFC Licences and HKMA Registrations (ID 2225903)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2024-11-25	-
Fubon Fund Management (Hong Kong) Limited	RO	Advising on securities	2014-03-17	2019-02-12
	RO	Dealing in securities	2014-03-17	2019-02-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.