Personnel Hong Kong SFC License Details (ID 2225904)

Personnel Hong Kong SFC License Details (ID 2225904)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Dealing in securities	2025-12-02	-
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2024-03-12	-
	Rep	Dealing in securities	2024-03-12	-
AUREUM INFINITY CAPITAL LIMITED	Rep	Dealing in securities	2021-07-12	2024-02-14
	Rep	Advising on securities	2021-01-07	2024-02-14
	Rep	Asset management	2021-01-07	2024-02-14
China United Merchants Asset Management Company Limited	Rep	Asset management	2019-11-27	2020-06-19
	Rep	Dealing in securities	2019-11-27	2020-06-19
Quantum Capital Management Limited	Rep	Advising on securities	2019-11-27	2020-06-19
	Rep	Asset management	2019-11-27	2020-06-19
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-04-21	2017-03-07
	Rep	Advising on securities	2016-04-21	2017-03-07
	Rep	Dealing in securities	2016-04-21	2017-03-07
Crosby Securities Limited	Rep	Advising on securities	2015-10-12	2016-03-11
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2014-03-17	2015-09-25