Personnel SFC Licences and HKMA Registrations (ID 2227193)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
dLab Asset Management Limited	RO	Advising on securities	2022-04-19	-
	RO	Asset management	2022-04-19	-
	Rep	Asset management	2021-10-22	2022-04-19
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2019-05-06	2021-10-05
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-10-11	2017-05-08
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2014-03-18	2017-05-08
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-03-18	2016-10-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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