Personnel Hong Kong SFC License Details (ID 2227246)

Personnel Hong Kong SFC License Details (ID 2227246)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Peking University Resources Asset Management Limited	RO	Advising on securities	2023-12-12	-
	RO	Asset management	2023-04-27	-
Nebula Asset Management Limited	RO	Advising on securities	2020-01-24	2022-03-21
	RO	Asset management	2020-01-24	2022-03-21
	Rep	Advising on securities	2019-09-18	2020-01-24
	Rep	Asset management	2019-09-18	2020-01-24
Infinitus Partners Asset Management Limited	Rep	Advising on securities	2019-01-11	2019-08-13
	Rep	Asset management	2018-07-11	2019-08-13
BAIYI CAPITAL (ASIA) LIMITED	Rep	Asset management	2017-05-29	2018-01-31
Growth Track Asset Management Limited	Rep	Asset management	2015-09-23	2016-12-31
KVB Kunlun Securities (HK) Limited	Rep	Dealing in securities	2014-03-19	2015-04-23