Personnel Hong Kong SFC License Details (ID 2227272)

Personnel Hong Kong SFC License Details (ID 2227272)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2019-03-27	2021-06-30
	Rep	Dealing in securities	2019-03-27	2021-06-30
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	Rep	Advising on securities	2017-06-27	2019-01-26
	Rep	Asset management	2017-06-27	2019-01-26
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2015-12-22	2019-01-26
	Rep	Dealing in securities	2015-12-22	2019-01-26
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Dealing in securities	2014-03-20	2015-10-13