Personnel Hong Kong SFC License Details (ID 22282)

Personnel Hong Kong SFC License Details (ID 22282)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUMEN INNOVATION ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-06-18	2026-03-18
	RO	Asset management	2021-06-18	2026-03-18
Runlin Asset Management Limited	RO	Asset management	2018-02-07	2019-03-31
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2014-12-09	2017-11-30
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2014-12-09	2017-11-30
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2014-12-09	2017-11-30
CASH ASSET MANAGEMENT LIMITED	RO	Asset management	2011-09-12	2014-12-09
CELESTIAL COMMODITIES LIMITED	RO	Dealing in futures contracts	2004-10-13	2014-12-09
CELESTIAL SECURITIES LIMITED	RO	Dealing in securities	2004-10-13	2014-12-09
	Rep	Providing automated trading services	2003-11-26	2004-02-19
	Rep	Dealing in securities	2003-11-26	2004-10-13
CELESTIAL FINANCE LIMITED	RO	Securities margin financing	-	2004-01-20