| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | RO | Advising on securities | 2025-09-11 | - |
| RO | Dealing in securities | 2025-09-11 | - | |
| Rep | Advising on securities | 2023-12-15 | 2025-09-11 | |
| Rep | Dealing in securities | 2023-12-15 | 2025-09-11 | |
| CEB International Capital Corporation Limited | Rep | Advising on securities | 2021-07-06 | 2023-11-22 |
| Rep | Dealing in securities | 2021-06-10 | 2023-11-22 | |
| ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | Dealing in securities | 2020-09-28 | 2021-06-02 |
| Bosera Asset Management (International) Co., Limited | Rep | Asset management | 2020-09-08 | 2020-09-16 |
| Rep | Advising on securities | 2020-08-21 | 2020-09-16 | |
| Rep | Dealing in securities | 2020-08-21 | 2020-09-16 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2018-12-20 | 2020-07-10 |
| Rep | Dealing in securities | 2018-11-28 | 2020-07-10 | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-18 | 2018-11-15 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-18 | 2018-11-15 |
No HKMA registrations in the collected records.