Personnel Hong Kong SFC License Details (ID 2233428)

Personnel Hong Kong SFC License Details (ID 2233428)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2026-09-09	-
	Rep	Dealing in securities	2026-09-09	-
Soochow Securities International Futures Limited	Rep	Advising on futures contracts	2026-09-09	-
	Rep	Dealing in futures contracts	2026-09-09	-
Soochow Securities International Brokerage Limited	RO	Advising on securities	2019-06-18	2025-10-08
Soochow Securities International Futures Limited	RO	Advising on futures contracts	2019-03-05	2025-10-08
	RO	Dealing in futures contracts	2018-02-14	2025-10-08
Soochow Securities International Brokerage Limited	RO	Dealing in securities	2017-06-29	2025-10-08
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-06-05	2018-02-14
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-03-24	2017-06-29