| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | RO | Advising on securities | 2026-11-09 | - |
| RO | Dealing in securities | 2026-11-09 | - | |
| Soochow Securities International Futures Limited | RO | Advising on futures contracts | 2026-11-09 | - |
| RO | Dealing in futures contracts | 2026-11-09 | - | |
| Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2026-09-09 | 2026-11-09 |
| Rep | Dealing in securities | 2026-09-09 | 2026-11-09 | |
| Soochow Securities International Futures Limited | Rep | Advising on futures contracts | 2026-09-09 | 2026-11-09 |
| Rep | Dealing in futures contracts | 2026-09-09 | 2026-11-09 | |
| Soochow Securities International Brokerage Limited | RO | Advising on securities | 2019-06-18 | 2025-10-08 |
| Soochow Securities International Futures Limited | RO | Advising on futures contracts | 2019-03-05 | 2025-10-08 |
| RO | Dealing in futures contracts | 2018-02-14 | 2025-10-08 | |
| Soochow Securities International Brokerage Limited | RO | Dealing in securities | 2017-06-29 | 2025-10-08 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-06-05 | 2018-02-14 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-03-24 | 2017-06-29 |
No HKMA registrations in the collected records.