| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CLC SECURITIES LIMITED | RO | Advising on futures contracts | 2021-05-27 | 2024-04-23 |
| RO | Advising on securities | 2021-05-27 | 2024-04-23 | |
| CLC ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2017-02-14 | - |
| Rep | Asset management | 2015-12-01 | 2017-02-14 | |
| CLC International Limited | Rep | Advising on corporate finance | 2014-03-24 | 2015-11-16 |
| Rep | Dealing in securities | 2014-03-24 | 2015-11-16 |
No HKMA registrations in the collected records.