Personnel Hong Kong SFC License Details (ID 2233438)

Personnel Hong Kong SFC License Details (ID 2233438)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2024-11-12	2024-11-14
	Rep	Advising on securities	2023-04-24	2023-04-28
	Rep	Advising on securities	2019-11-29	2019-12-03
	Rep	Advising on securities	2018-11-16	2018-11-21
	Rep	Advising on securities	2016-05-16	2017-10-18
	Rep	Dealing in securities	2016-05-16	2017-10-18
	Rep	Advising on securities	2015-12-02	2015-12-04
	Rep	Dealing in securities	2015-12-02	2015-12-04
	Rep	Advising on securities	2015-05-11	2015-05-12
	Rep	Dealing in securities	2015-05-11	2015-05-12
	Rep	Advising on securities	2014-03-21	2014-03-28
	Rep	Dealing in securities	2014-03-21	2014-03-28