Personnel Hong Kong SFC License Details (ID 22337602)

Personnel Hong Kong SFC License Details (ID 22337602)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2022-07-27	2022-12-20
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-02-10	2022-12-20
	Rep	Dealing in securities	2020-02-10	2022-12-20
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on corporate finance	2019-01-17	2019-10-31
	RO	Advising on securities	2019-01-17	2019-10-31
	RO	Dealing in securities	2019-01-17	2019-10-31
	Rep	Advising on corporate finance	2018-10-22	2019-01-17
	Rep	Advising on securities	2018-10-22	2019-01-17
	Rep	Dealing in securities	2018-10-22	2019-01-17