Personnel SFC Licences and HKMA Registrations (ID 22337615)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fountainhead Partners Company Limited	Rep	Advising on securities	2021-04-29	-
	Rep	Asset management	2021-04-29	-
	Rep	Dealing in securities	2021-04-13	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2020-09-16	2021-03-02
Hong Capital Partners Limited	Rep	Asset management	2018-10-22	2019-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.