Personnel Hong Kong SFC License Details (ID 22343380)

Personnel Hong Kong SFC License Details (ID 22343380)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	Rep	Dealing in futures contracts	2021-01-06	2026-07-10
	Rep	Dealing in securities	2020-12-01	2026-07-10
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2018-10-23	2020-07-07
	Rep	Advising on securities	2018-10-23	2020-07-07
	Rep	Dealing in securities	2018-10-23	2020-07-07
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2018-10-23	2020-07-07
	Rep	Advising on securities	2018-10-23	2020-07-07
	Rep	Dealing in securities	2018-10-23	2020-07-07