Personnel SFC Licences and HKMA Registrations (ID 22348511)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2026-08-07	-
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2021-12-23	2026-07-28
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2018-10-24	2021-11-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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