Personnel SFC Licences and HKMA Registrations (ID 22348539)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-04-14	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-04-14	-
	Rep	Dealing in securities	2026-04-14	-
CMBC International Capital Limited	Rep	Advising on corporate finance	2024-12-03	2026-01-03
	Rep	Dealing in securities	2024-12-03	2026-01-03
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2021-07-15	2024-10-19
	Rep	Dealing in securities	2021-07-15	2024-10-19
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2018-10-24	2020-09-27
	Rep	Dealing in securities	2018-10-24	2020-09-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.