Personnel Hong Kong SFC License Details (ID 22348572)

Personnel Hong Kong SFC License Details (ID 22348572)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Futures International Company Limited	Rep	Dealing in futures contracts	2022-10-19	2026-07-12
CITIC CFI Securities Company Limited	Rep	Advising on securities	2022-05-27	2026-07-12
	Rep	Dealing in securities	2022-05-27	2026-07-12
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2021-07-02	2022-03-20
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2021-07-02	2022-03-20
	Rep	Dealing in securities	2021-07-02	2022-03-20
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2021-07-02	2022-03-20
	Rep	Dealing in securities	2021-07-02	2022-03-20
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Advising on securities	2019-03-29	2021-06-16
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-10-24	2021-06-16
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2018-10-24	2021-06-16