Personnel SFC Licences and HKMA Registrations (ID 22353794)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oasis Management (Hong Kong)	Rep	Advising on futures contracts	2021-02-17	-
	Rep	Advising on securities	2021-02-17	-
	Rep	Asset management	2021-02-17	-
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2018-10-25	2020-12-11
	Rep	Advising on securities	2018-10-25	2020-12-11
	Rep	Dealing in securities	2018-10-25	2020-12-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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