Personnel SFC Licences and HKMA Registrations (ID 22353799)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-04-24	-
	Rep	Dealing in securities	2023-04-24	-
GFI (HK) SECURITIES L.L.C.	Rep	Dealing in futures contracts	2021-08-19	2022-12-30
	Rep	Dealing in securities	2021-08-19	2022-12-30
Marex Financial Services Hong Kong Limited	Rep	Dealing in futures contracts	2018-10-25	2021-03-12
	Rep	Dealing in securities	2018-10-25	2021-03-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.