Tsui, Chi Kuen Abe 徐志權

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EDDID CAPITAL LIMITED	Rep	Advising on corporate finance	2025-03-27	-
	RO	Dealing in securities	2025-03-27	-
Eddid Securities and Futures Limited	RO	Advising on securities	2025-03-27	-
	RO	Dealing in securities	2025-03-27	-
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-07-15	2025-01-31
SHANXI SECURITIES INTERNATIONAL LIMITED	RO	Dealing in securities	2022-07-15	2025-01-31
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2022-05-20	2022-07-15
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2022-05-20	2022-07-15
China Galaxy International Securities (Hong Kong) Co., Limited	RO	Advising on securities	2020-06-18	2022-02-27
	RO	Dealing in securities	2020-06-18	2022-02-27
	Rep	Advising on securities	2020-03-31	2020-06-18
	Rep	Dealing in securities	2020-03-31	2020-06-18
Quam Securities Limited	RO	Advising on securities	2018-10-30	2020-03-19
	RO	Dealing in securities	2018-10-30	2020-03-19
	Rep	Advising on securities	2018-08-20	2018-10-30
	Rep	Dealing in securities	2018-08-20	2018-10-30
CMBC SECURITIES COMPANY LIMITED	RO	Advising on securities	2017-08-02	2018-07-31
	RO	Dealing in securities	2017-08-02	2018-07-31
CMBC International Securities Limited	RO	Advising on securities	2017-02-16	2018-07-31
	RO	Dealing in securities	2017-02-16	2018-07-31
	Rep	Advising on securities	2017-01-16	2017-02-16
	Rep	Dealing in securities	2017-01-16	2017-02-16
Quam Securities Limited	RO	Advising on securities	2016-02-02	2016-05-15
	RO	Dealing in securities	2016-02-02	2016-05-15
BOCOM International (Asia) Limited	Rep	Dealing in securities	2014-03-25	2015-03-06
BOCOM International Securities Limited	Rep	Advising on securities	2014-03-25	2015-03-06
	Rep	Dealing in securities	2014-03-25	2015-03-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.