Personnel Hong Kong SFC License Details (ID 2235570)

Personnel Hong Kong SFC License Details (ID 2235570)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DAKIN SECURITIES LIMITED	Rep	Dealing in securities	2022-03-16	2022-10-19
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2019-11-11	2021-09-18
Yunfeng Securities Limited	Rep	Dealing in securities	2019-11-11	2021-09-18
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-07-26	2019-10-26
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-07-26	2019-10-26
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-02-08	2017-07-11
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-11-16	2017-07-11
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-03-25	2015-07-06