Personnel Hong Kong SFC License Details (ID 2235573)

Personnel Hong Kong SFC License Details (ID 2235573)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2017-05-15	2018-01-16
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2015-03-10	2023-10-17
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2015-03-10	2023-10-17
YUE XIU FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2014-04-24	2015-03-04
	Rep	Dealing in futures contracts	2014-04-24	2015-03-04
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-03-25	2015-03-04
	Rep	Dealing in securities	2014-03-25	2015-03-04