Personnel SFC Licences and HKMA Registrations (ID 22358449)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pleiad Investment Advisors Limited	Rep	Asset management	2022-07-19	-
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2018-10-26	2019-11-17
	Rep	Dealing in securities	2018-10-26	2019-11-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.