Personnel Hong Kong SFC License Details (ID 22358456)

Personnel Hong Kong SFC License Details (ID 22358456)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Asset management	2024-07-19	-
	Rep	Advising on securities	2023-11-13	-
	Rep	Dealing in securities	2023-11-13	-
BNY Mellon Investment Management Hong Kong Limited	Rep	Advising on securities	2021-08-30	2023-11-06
	Rep	Asset management	2021-08-30	2023-11-06
	Rep	Dealing in securities	2021-08-30	2023-11-06
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2020-12-08	2021-07-28
	Rep	Advising on securities	2018-10-26	2021-07-28
	Rep	Dealing in securities	2018-10-26	2021-07-28