Personnel Hong Kong SFC License Details (ID 22358465)

Personnel Hong Kong SFC License Details (ID 22358465)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2021-12-03	2022-08-26
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2020-07-02	2022-08-26
	Rep	Advising on securities	2020-07-02	2022-08-26
	Rep	Dealing in securities	2018-10-26	2022-08-26
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2018-10-26	2020-07-01
	Rep	Dealing in futures contracts	2018-10-26	2020-07-01
	Rep	Dealing in securities	2018-10-26	2020-07-01