Personnel SFC Licences and HKMA Registrations (ID 22374005)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2022-01-28	-
	RO	Asset management	2021-09-27	-
	Rep	Asset management	2021-03-04	2021-09-27
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-03-04	2022-01-28
OCI Asset Management Company Limited	RO	Advising on securities	2020-07-23	2020-10-30
	RO	Asset management	2020-05-20	2020-10-30
	Rep	Asset management	2018-10-31	2020-05-20
	Rep	Advising on securities	2018-10-31	2020-07-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.